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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-13 |
| GA | RA | APPROVED | 2025-09-18 |
Branch Locations
3333 Piedmont Rd Ne Ste 2050, Atlanta, GA 30305-1713 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Chicago | IL | 01/2014 | 08/2017 |
| Mml Investors Services, Llc | Chicago | IL | 01/2014 | 08/2017 |
| Hornor Townsend & Kent Inc | Chicago | IL | 08/2017 | 12/2019 |
| Penn Mutual Life Insurance Company | Chicago | IL | 08/2017 | 06/2019 |
| Massmutual Life Insurance Co | Atlanta | GA | 11/2019 | 12/2023 |
| Mml Investors Services, Llc | Atlanta | GA | 01/2020 | 12/2023 |
| Guardian Life Insurance Company | Atlanta | GA | 12/2023 | 04/2025 |
| Park Avenue Securities, Llc | Atlanta | GA | 12/2023 | 04/2025 |
| Mml Investors Services, Llc | Decatur | GA | 07/2025 | 09/2025 |
| Massmutual Life Insurance Co | Decatur | GA | 07/2025 | 09/2025 |
| Unemployed | Decatur | GA | 05/2025 | 07/2025 |
| Ameriprise Financial Services, Llc | Atlanta | GA | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-21 |
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