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1861 California Avenue Suite 101, Corona, CA 92881 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-19 |
| TX | RA | APPROVED_RES | 2018-01-21 |
Branch Locations
1861 California Avenue Suite 101, Corona, CA 92881 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific Capital | Corona | CA | 11/2011 | Present |
| Gradient Securities, Llc | Arden Hills | MN | 04/2014 | 06/2020 |
1)RENTAL HOMES; INVESTMENT RELATED; PROVO, UT 84604, CORONA, CA 92881; HOME OWNERSHIP; OWNER; START 01/2012; O HOURS PER MONTH; O HOURS DURING TRADING HOURS; NO DUTIES, I OWN A CONDO AND TENANTS PAY RENT TO ME. A PROPERTY MANAGER HANDLES EVERYTHING FOR ME SO IT REQUIRES NO TIME FROM ME. 2) RIA: PACIFIC CAPITAL; INVESTMENT RELATED; 1881 CALIFORNIA AVENUE, STE. 101, CORONA, CA 92881; 4695 MACARTHUR CT, SUITE 1100, NEWPORT BEACH, CA 92660; RIA FIRM AND INSURANCE; OWNER AND INVESTMENT ADVISOR; START 11/2011; 160 HRS/MO; 160 HRS/MO DURING TRADING; RIA AND INSURANCE BUSINESS. 3) CITY OF CORONA; NOT INVESTMENT RELATED; CORONA, CA 92882; COMMUNITY SERVICES; CITY TREASURER; 2 HOURS PER MONTH; 2 HOURS DURING TRADING HOURS; OVERSEE FINANCES ON BEHALF OF RESIDENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-19 |
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