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Current Employers
Independence Square Holdings, Llc

150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-01-13
  • PA RA
    APPROVED
    Since 2020-01-13

Branch Locations

150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc King Of Prussia PA 02/2013 Present
Private Advisor Group, Llc King Of Prussia PA 02/2013 01/2020
Independence Square Holdings, Llc King Of Prussia PA 08/2019 Present
Previous Registrations
Other Businesses

1. 05/30/2013 - HIGHLAND CAPITAL BROKERAGE - NON-VARIABLE INSURANCE - WILL BE USING HIGHLAND CAPITAL BROKERAGE FOR INSURANCE BUSINESS - 10% OF TIME SPENT - KING OF PRUSSIA, PA 2. 12/30/2013 - KISTLER TIFFANY BENEFITS - NON-VARIABLE INSURANCE - WOULD BE USING KISTLER TIFFANY TO PROVIDE HELATH BENEFITS TO BUSINESSES I WORK WITH - 1% OF TIME SPENT - KING OF PRUSSIA, PA 3. 02/28/2014 - ONE RESOURCE GROUP - NON-VARIABLE INSURANCE - ONE RESOURCE GROUP INSURANCE. WOULD USE THEM AS BROKER FOR INSURANCE BUSINESS, LIFE, DI AND LTC. I WOULD BE THE AGENT FOR NEW BUSINESS. - 5% OF TIME SPENT - KING OF PRUSSIA, PA. 4. 7/16/2015: GROEBER WEALTH MANAGEMENT LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - STARTED 03/10/2015 - 160 HOURS PER MONTH/7 HOURS DURING SECURITIES TRADING. 5. 7/5/2016: Global Insurance solutions group - Non-Variable Insurance - INV REL - Start 05/24/2016 - 2 bala plaza suite 525, bala cynwyd, pa 19004 - Broker, yes employs others not licensed by LPL - 2 Hr/Mo; 2 Hours During Securities Trading. 6. 1/5/2017: Coastal Insurance Consulting - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/23/2016 - 5 Hours Per Month During Securities Trading. 7. 10/10/2019 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 8. 1/24/2020 - Independence Square Holdings LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Independence Square Holdings, LLC, an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9. 1/24/2020 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-11
  • S66 Uniform Combined State Law Examination
    2003-12-11
Designations

View on SEC IAPD

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