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150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-01-13 |
Branch Locations
150 South Warner Road Suite 300, King Of Prussia, PA 19406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | King Of Prussia | PA | 02/2013 | Present |
| Private Advisor Group, Llc | King Of Prussia | PA | 02/2013 | 01/2020 |
| Independence Square Holdings, Llc | King Of Prussia | PA | 08/2019 | Present |
1. 05/30/2013 - HIGHLAND CAPITAL BROKERAGE - NON-VARIABLE INSURANCE - WILL BE USING HIGHLAND CAPITAL BROKERAGE FOR INSURANCE BUSINESS - 10% OF TIME SPENT - KING OF PRUSSIA, PA 2. 12/30/2013 - KISTLER TIFFANY BENEFITS - NON-VARIABLE INSURANCE - WOULD BE USING KISTLER TIFFANY TO PROVIDE HELATH BENEFITS TO BUSINESSES I WORK WITH - 1% OF TIME SPENT - KING OF PRUSSIA, PA 3. 02/28/2014 - ONE RESOURCE GROUP - NON-VARIABLE INSURANCE - ONE RESOURCE GROUP INSURANCE. WOULD USE THEM AS BROKER FOR INSURANCE BUSINESS, LIFE, DI AND LTC. I WOULD BE THE AGENT FOR NEW BUSINESS. - 5% OF TIME SPENT - KING OF PRUSSIA, PA. 4. 7/16/2015: GROEBER WEALTH MANAGEMENT LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - STARTED 03/10/2015 - 160 HOURS PER MONTH/7 HOURS DURING SECURITIES TRADING. 5. 7/5/2016: Global Insurance solutions group - Non-Variable Insurance - INV REL - Start 05/24/2016 - 2 bala plaza suite 525, bala cynwyd, pa 19004 - Broker, yes employs others not licensed by LPL - 2 Hr/Mo; 2 Hours During Securities Trading. 6. 1/5/2017: Coastal Insurance Consulting - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/23/2016 - 5 Hours Per Month During Securities Trading. 7. 10/10/2019 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 8. 1/24/2020 - Independence Square Holdings LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Independence Square Holdings, LLC, an independent investment advisor firm. I started this business activity in 11/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 9. 1/24/2020 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-11 |
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