Aaron Christopher Wartes

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 01/2022
  Morgan Stanley
  Kirkland, WA
• 01/2015 → 01/2022
  Morgan Stanley Private Bank, National Association
  New York, NY
• 01/2022 → Present
  Raymond James Financial Services Inc
  Everett, WA
• 01/2022 → Present
  Raymond James Financial Services Advisors
  Everett, WA

Previous Registrations

• 2013-03-28 → 2022-01-28
  Morgan Stanley
  Kirkland, WA
• 2007-03-05 → 2013-04-02
  Edward Jones
  Everett, WA
  Everett, WA

Other Businesses

(1)Name of Business: Address: 818 72nd Dr SE, Lake Stevens, WA, 98258, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: me and Kandice, my wife, are maintaining our property, and finding rentors for short term stays, private parties, who are nurse contractors for the local hospital (2) Name of Business: Constellation Wealth Services Address: 1604 Hewitt Ave Ste 311, Everett, WA, 98201-3536, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: Yes Start Date: 01/20/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Managing client accounts and providing financial advice, and operating and directing company operations in affiliation with Raymond James

Exams

• S66 Uniform Combined State Law Examination
  2007-02-28
• S63 Uniform Securities Agent State Law Examination
  2003-08-07