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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
Rockville Centre, NY • United States
420 Lexington Avenue, 25Th Floor Suite 2510, New York, NY 10170 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | Woodbury | NY | 08/2015 | 07/2018 |
| Park Ave Securities | Woodbury | NY | 08/2015 | 07/2018 |
| Massmutual Life Insurance Company | New York | NY | 07/2018 | Present |
| Mml Investors Services, Llc | New York | NY | 08/2018 | Present |
(1)NAME: WILLIAM HORAN INV REL: Y ADDR: 420 LEXINGTON AVENUE, SUITE 2510, NEW YORK, NY 10170 NATURE: OUTSIDE INSURANCE POSITION: SALES AGENT START: 07/01/2002 NO HRS/MO: 3 NO HRS/MO DUR TRADING: 1 DESCRIBE DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH, GROUP HEALTH. (2)NAME: CORE BUSINESS CONSULTANTS LLC, INV REL:Y ADDR:@ RESIDENTIAL ADDRESS ON FILE, NATURE: BUSINESS VALUATION/CONSULTING, POSITION:CONSULTANT/MEMBER, START: 7/2/2024, NO HR/MO:3 NO HR/MO DUR TRADING:1 DUTIES: ASSIST BUSINESS OWNER/PARTNER TO CREATE A RANGE OF VALUE BUSINESS VALUATION. THE VALUATION WILL BE THE PRIMARY BASIS FOR REVIEW BUY SELL, SUCCESSION PLAN AND HOW TO INCREASE VALUE. USING VALUE BUILDER ENGAGEMENT SOFTWARE I WILL CONSULT A LONG TERM 1-3 YEAR PROCESS TO PREPARE FOR EXIT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-12 |
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