Jon Andrew Frederickson

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2007 → 02/2020
  Pruco Securities, Llc
  Wauwatosa, WI
• 02/2020 → 04/2021
  Unemployed
  Waterford, WI
• 04/2021 → 06/2024
  Guardian Life Insurance Co Of America, Inc.
  New York, NY
• 08/2021 → 06/2024
  Park Avenue Securities, Llc
  New York, NY
• 06/2024 → Present
  Guardian Life Insurance Compnany
  Waterford, WI
• 06/2024 → Present
  Park Avenue Securities
  Waterford, WI

Previous Registrations

• 2007-11-08 → 2020-02-26
  Pruco Securities, Llc.
  Wauwatosa, WI
• 2005-08-19 → 2007-01-03
  Pruco Securities, Llc.
  Houston, TX
  Houston, TX

Exams

• S66 Uniform Combined State Law Examination
  2003-12-10
• S63 Uniform Securities Agent State Law Examination
  1999-12-24

Designations

• Chartered Financial Consultant