John E. Roessler

Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 01/2017
  Firstwave Financial Inc (Formerly Cpa Wealth Management Svcs)
  Satellite Beach, FL
• 03/2018 → Present
  Kovitz Investment Group Partners, Llc
  Chicago, IL
• 01/2017 → 03/2018
  Unemployed
  Melbourne, FL
• 03/2018 → Present
  Kovitz Securities, Llc
  Chicago, IL
• 01/2026 → Present
  Focus Partners Wealth, Llc
  St. Louis, MO

Previous Registrations

• 2018-08-20 → 2026-03-20
  Northcoast Asset Management Llc
  Stamford, CT
• 2018-08-20 → 2024-12-31
  Northcoast Asset Management Llc
  Stamford, CT
• 2015-11-04 → 2017-01-25
  Firstwave Financial
  Satellite Beach, FL
• 2014-08-13 → 2015-07-22
  Forvis Mazars Wealth Advisors, Llc
  Indianapolis, IN
• 2002-05-29 → 2015-04-02
  Budros, Ruhlin & Roe
  Columbus, OH

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-08-17

Designations

• Certified Financial Planner