Francesco Natale Ruggeri

Current Employers

Employment History

• 07/2013 → 06/2018
  Securities America, Inc.
  Hayward, CA
• 07/2013 → 06/2018
  Securities America Advisors, Inc.
  Hayward, CA
• 07/2018 → 05/2019
  Tcfg Wealth Management, Llc
  Laguna Niguel, CA
• 07/2018 → 05/2019
  Tcfg Investment Advisors, Llc
  Laguna Niguel, CA
• 07/2018 → 05/2019
  Tcfg Insurance Solutions, Llc
  Laguna Niguel, CA
• 05/2019 → Present
  Independent Financial Group
  Hayward, CA

Previous Registrations

• 2018-07-25 → 2019-06-27
  Tcfg Investment Advisors, Llc
  Hayward, CA
  Laguna Niguel, CA
• 2013-07-02 → 2018-07-16
  Securities America Advisors, Inc.
  Hayward, CA
• 2011-01-03 → 2013-06-10
  Wells Fargo Clearing Services, Llc
  Hayward, CA
  Castro Valley, CA
  Walnut Creek, CA
• 2009-04-17 → 2011-01-03
  Wells Fargo Investments, Llc
  Hayward, CA
  Hayward, CA
• 2004-11-03 → 2009-04-21
  Wamu Investments, Inc.
  Hayward, CA
  San Lorenzo, CA
  San Leandro, CA
  Fremont, CA
  Newark, CA
  Union City, CA
  Berkeley, CA
  Berkeley, CA
  Oakland, CA
  Oakland, CA
  San Lorenzo, CA

Other Businesses

(1) INSURANCE AGENT POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/17/2019 ADDRESS: 1825 Chicago St, San Diego CA 92110, United States DESCRIPTION: CA INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS. (2) RUGGERI FINANCIAL POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 07/01/2018 ADDRESS: 350 W. Ash St., #105, San Diego CA 92101, United States DESCRIPTION: 100% OWNER OF DBA RUGGERI FINANCIAL USED FOR MARKETING PURPOSES SINCE 2018. INVESTMENT RELATED. 95% TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD. (3) JU-NI, LLC POSITION: Silent Partner NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2016 ADDRESS: 1335 Fulton Strret, San Francisco CA 94117, United States DESCRIPTION: 5% PASSIVE OWNER IN JU-NI, LLC A OMAKASE RESTAURANT. (4) PMR HOLDING COMPANY POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2011 ADDRESS: 637 Las Colinas, Escondido CA 92029, United States DESCRIPTION: 33% PASSIVE OWNER IN PMR HOLDING COMPANY, LLC WHICH OWNS REAL ESTATE. (5) RUGGERI FAMIY LLC POSITION: Officer/Director NATURE: Real Estate Sales/Rental Properties/Property Management INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 4 START DATE: 11/01/2009 ADDRESS: 2415 Poinsettia Dr, San Diego CA 92106, United States DESCRIPTION: 100% OWNER OF RUGGERI FAMILY LLC WHICH OWNS RENTAL PROPERTIES SINCE 2009. INVESTMENT RELATED. 10% OF TIME SPENT. (6) HANDROLL PROJECT, LLC POSITION: Member/Partner NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/14/2021 ADDRESS: 598 Guerrero St, San Francisco CA 94110, United States DESCRIPTION: 25% passive owner of restaurant. (7) HAMBURGER PROJECT POSITION: Member/Partner NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/14/2021 ADDRESS: 598 Guerrero St, San Francisco CA 94110, United States DESCRIPTION: I am investing $125K into the business , which will give me a 25% ownership.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-11-02
• S63 Uniform Securities Agent State Law Examination
  2000-07-15

Other Names

• Frank Ruggeri