James Diapoules

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-12-08
NY	RA	APPROVED	2021-05-18

TX RA
APPROVED_RES

Since 2021-12-08
NY RA
APPROVED

Since 2021-05-18

Branch Locations

900 Walt Whitman Road Suite 200, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Diapoules & Feinstein	South Huntington	NY	05/1989	Present
Axa Advisors, Llc	New York	NY	06/2005	06/2020
Equitable Advisors, Llc	New York	NY	06/2005	Present

05/1989 → Present

Diapoules & Feinstein

South Huntington, NY
06/2005 → 06/2020

Axa Advisors, Llc

New York, NY
06/2005 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

DIAPOULES and FEINSTEIN CPAS PC EMPLOYEE) 2371 REALTY LLC MEMBER OUTSIDE INS General Agency Benefit Mall Health Ins started 6 2016 National Financial Network Disability Professional Group Plans Health

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-10-17
S63	Uniform Securities Agent State Law Examination	2004-01-13

S65 Uniform Investment Adviser Law Examination

2006-10-17
S63 Uniform Securities Agent State Law Examination

2004-01-13

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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