James Diapoules

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1989 → Present
  Diapoules & Feinstein
  South Huntington, NY
• 06/2005 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 06/2005 → Present
  Equitable Advisors, Llc
  New York, NY

Other Businesses

DIAPOULES and FEINSTEIN CPAS PC EMPLOYEE) 2371 REALTY LLC MEMBER OUTSIDE INS General Agency Benefit Mall Health Ins started 6 2016 National Financial Network Disability Professional Group Plans Health

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-10-17
• S63 Uniform Securities Agent State Law Examination
  2004-01-13