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Victor William Sobers

Wells Fargo Clearing Services, LLC

Dallas, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-12-02
  • TX RA
    APPROVED
    Since 2015-12-02

Branch Locations

100 Crescent Ct Ste 1400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Dallas TX 12/2015 11/2016
Wells Fargo Clearing Services, Llc Dallas TX 11/2016 Present
Previous Registrations
  • 2009-02-05 → 2015-12-04
    Edward Jones
    Cedar Hill, TX
    Cedar Hill, TX
    St. Louis, MO
Other Businesses

POWER OF ATTORNEY FOR UNCLE; INV. RELATED; TEXAS; START DATE 4/1/2022; 1 HR PER MONTH; LESS THAN 1 HR DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-31
S63 Uniform Securities Agent State Law Examination 2006-02-04
  • S65 Uniform Investment Adviser Law Examination
    2009-01-31
  • S63 Uniform Securities Agent State Law Examination
    2006-02-04
Other Names
  • Victor William Sobers-Texas

View on SEC IAPD

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