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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2004-05-25 |
| LA | RA | APPROVED | 2004-02-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Monroe | LA | 01/2004 | Present |
| Bank Of America, Na | Monroe | LA | 12/2009 | Present |
I*4117276, Entity Type: Entity For Profit, Name of OBA: Guillot Family Farms, LLC, Address: West Monroe, Louisiana, 71291, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 04/20/2026, No Hours: 4 Monthly, No Hours during Trading: 0 Monthly, Duties: maintenance of property, I am considering purchasing a piece of property that will be placed in this LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-01 |
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