Jarrod Shane Hix

Employer firm

Waterloo Capital CRD 133705

$2.26B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Waterloo Capital

2801 Via Fortuna Suite 250, Austin, TX 78746 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-06

TX RA
APPROVED

Since 2025-01-06

Branch Locations

College Station, TX • United States

2801 Via Fortuna Suite 250, Austin, TX 78746 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Element Retirement & Investment Consultants, L.L.C.	College Station	TX	09/2016	04/2025
Waterloo Capital	Austin	TX	01/2025	Present

09/2016 → 04/2025

Element Retirement & Investment Consultants, L.L.C.

College Station, TX
01/2025 → Present

Waterloo Capital

Austin, TX

Previous Registrations

2016-10-06 → 2025-04-03

Element Retirement & Investment Consultants, L.L.C.

College Station, TX
2008-01-01 → 2016-09-19

Wells Fargo Clearing Services, Llc

Bryan, TX
2003-08-25 → 2008-01-01

A. G. Edwards & Sons, Inc.

Bryan, TX

Bryan, TX

St. Louis, MO

Other Businesses

ROTARY CLUB OF AGGIELAND CLUB TREASURER AND SECRETARY SINCE 07/2018 NOT INVESTMENT RELATED ROTARY DISTRICT 5910 DISTRICT CONFERENCE PLANNING COMMITTEE CHAIRMAN SINCE 01/2024 NOT INVESTMENT RELATED INSURANCE LICENSED LIFE AND HEALTH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-08-22

S66 Uniform Combined State Law Examination

2003-08-22

View on SEC IAPD