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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-08-14
TX RA APPROVED 2024-08-14
  • PA RA
    APPROVED
    Since 2024-08-14
  • TX RA
    APPROVED
    Since 2024-08-14

Branch Locations

150 S Warner Rd Ste 220, King Of Prussia, PA 19406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Lutherville MD 09/2006 08/2024
Lpl Financial Berwyn, PA 08/2024 Present
  • 09/2006 → 08/2024
    Lincoln Financial Advisors
    Lutherville, MD
  • 08/2024 → Present
    Lpl Financial
    Berwyn,, PA
Previous Registrations
  • 2015-02-06 → 2024-08-16
    Osaic Fa, Inc.
    Philadelphia, PA
    Jacksonville, FL
    Vienna, VA
    Radnor, PA
    Lutherville, MD
    Radnor, PA
    Berwyn, PA
Other Businesses

1) 07/31/2024 - Academy Financial, Inc - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 08/05/2024 - Academy Financial - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 04/2022 - 3 Hr/Mth 3) 07/31/2024 - AFI Asscociates LLC - Business Entity For Tax/Investment Purposes Only - Inv Rel - Lutherville, MD - Start: 06/2024 4) 04/27/2026 - Northcentral DI - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/21/2026 - 5 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-09
  • S66 Uniform Combined State Law Examination
    2014-12-09
Designations

View on SEC IAPD

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