Scott Alton Ueckert

Employer firm

The Mather Group, LLC CRD 156005

$13.4B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 04/2018
  Lpl Financial
  Houston, TX
• 11/2012 → 04/2018
  Private Advisor Group, Llc
  Morristown, NJ
• 04/2018 → 01/2022
  The Mather Group, Llc
  Chicago, IL
• 01/2022 → Present
  The Mather Group, Llc
  Chicago, IL

Previous Registrations

• 2012-11-30 → 2018-06-05
  Private Advisor Group, Llc
  Houston, TX
  Morristown, NJ
• 2009-03-10 → 2012-12-19
  Concourse Financial Group Securities, Inc.
  Houston, TX
• 2008-03-10 → 2009-01-28
  Lpl Financial Llc
  Richmond, TX
• 2007-08-20 → 2008-03-17
  Woodbury Financial Services, Inc.
  Humble, TX
• 2003-06-09 → 2007-08-14
  Osaic Fa, Inc.
  Houston, TX
  Houston, TX

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-07-09
• S65 Uniform Investment Adviser Law Examination
  2002-05-20

Other Names

• Scott Alton Ueckert
• Scott A Ueckert