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Inactive

Scott Alton Ueckert

The Mather Group, LLC

Chicago, IL

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Current Employers
The Mather Group, Llc

353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-19
  • TX RA
    APPROVED
    Since 2018-04-19

Branch Locations

353 N. Clark Street Suite 2775, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Houston TX 11/2012 04/2018
Private Advisor Group, Llc Morristown NJ 11/2012 04/2018
The Mather Group, Llc Chicago IL 04/2018 01/2022
The Mather Group, Llc Chicago IL 01/2022 Present
Previous Registrations
  • 2012-11-30 → 2018-06-05
    Private Advisor Group, Llc
    Houston, TX
    Morristown, NJ
  • 2009-03-10 → 2012-12-19
    Concourse Financial Group Securities, Inc.
    Houston, TX
  • 2008-03-10 → 2009-01-28
    Lpl Financial Llc
    Richmond, TX
  • 2007-08-20 → 2008-03-17
    Woodbury Financial Services, Inc.
    Humble, TX
  • 2003-06-09 → 2007-08-14
    Osaic Fa, Inc.
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-07-09
S65 Uniform Investment Adviser Law Examination 2002-05-20
  • S63 Uniform Securities Agent State Law Examination
    2003-07-09
  • S65 Uniform Investment Adviser Law Examination
    2002-05-20
Other Names
  • Scott Alton Ueckert
  • Scott A Ueckert

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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