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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-05-07 |
| CA | RA | APPROVED | 2005-04-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Roseville | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Roseville | CA | 11/2016 | Present |
WESTPARK HIGH SCHOOL; NOT INV. RELATED; ROSEVILLE, CA; ASSISTANT WATER POLO COACH; START DATE 6/12/2023; 45 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: ASSISTANT WATER POLO COACH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2003-08-01 |
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