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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-02 |
| VA | RA | APPROVED | 2024-07-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scott & Stringfellow, Llc (Truist Investment Services) | Richmond | VA | 06/2010 | 06/2023 |
| Bb&T Securities, Llc | Richmond | VA | 01/2013 | 12/2023 |
| Truist Investment Services, Inc. | Richmond | VA | 02/2021 | 12/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Richmond | VA | 06/2024 | Present |
| Richmond Hockey Officiating Program | Richmond | VA | 02/2023 | Present |
| Bank Of America, N.A. | Richmond | VA | 08/2024 | Present |
I*1901267, Entity Type, Entity for Profit, Name of OBA: Richmond Hockey Officials Program, Address: Richmond, VA, 23235, Investment Related: No, Position, Title, Association: Consultant/Independent Contractor, Employee Start Date: 08/01/2024, No Hours: 8hrs/Mo, No Hours during trading: 0, Duties: I will referee ice hockey games to help ensure a safe and fair playing environment for all participants in youth leagues, adult leagues, and charity games in the greater Richmond area.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-16 |
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