Shayna Marie Forbes Felix

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2024-07-24
TX	RA	APPROVED_RES	2017-05-05
CA	RA	APPROVED	2010-09-23

KS RA
APPROVED

Since 2024-07-24
TX RA
APPROVED_RES

Since 2017-05-05
CA RA
APPROVED

Since 2010-09-23

Branch Locations

Alamo, CA • United States

709 E Telegraph St, Carson City, NV 89701 • United States

4851 W 134Th St Ste C, Leawood, KS 66209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Redwood Shores	CA	09/2005	03/2020
Ameriprise Financial Services, Llc	Pleasanton	CA	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Redwood Shores, CA
03/2020 → Present

Ameriprise Financial Services, Llc

Pleasanton, CA

Other Businesses

Real Estate Ownership; Single Family; 643 Elderberry Drive Milpitas, CA 95035, ,; Not Investment-Related; 05/21/2018 / Single Family; 426 Rioja Ct, , Danville, CA, 94506; Not Investment-Related; 03/01/2026. Business Ownership; Juno Moneta LLC; staff traininggeneral oversight; practice management and expenses for financial advisory practice BFL Wealth Partnres and we are in the process of changing our name to Juno Moneta Wealth Advisors; 3825 Hopyard Road Suite 124, , Pleasanton, CA, 94588; Not Investment-Related; 03/11/2020; 60 hours per month; 20 to 39 during trading hours / DPTRE LLC; Co-owner; Real Estate; 4851 W 134th St Ste C, , Leawood, KS, 66209; Investment-Related; 03/01/2025; 1 to 9 hours per month; 0 during trading hours / SMFF Enterprises Inc; Owner; Manage Ameriprise Business; 291 Barrington Lane, , Alamo, CA, 94507; Investment-Related; 12/29/2023; 20 to 39 hours per month; 10 to 19 during trading hours. Outside Employment; SMFF Enterprises, Inc; Owner; Manage advisory business; 291 Barrington Lane, , Ala, CA, 94507; Investment-Related; 12/29/2023; 40 to 59 hours per month; 10 to 19 during trading hours. Other Business Activities; JJPW Real Estate LLC; It is a LLC that will hold real estate property. I will be one of the managers. I will not be an owner nor will I be paid for the position; 11640 McCarthy Rd, , Carmel Valley, CA, 93924; Investment-Related; 12/31/2020; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-10-15

S66 Uniform Combined State Law Examination

2003-10-15

Other Names

Shayna Marie Forbes
Shayna Marie Felix
Shayna Forbes Felix

View on SEC IAPD