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Felipe Loboguerrero

Ubs Financial Services Inc.

Coral Gables, FL

Cutler Bay, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-03-02
  • FL RA
    APPROVED
    Since 2018-03-02

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Cutler Bay, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa Miami FL 07/2002 10/2017
Hsbc Securities (Usa) Inc. New York City NY 01/2005 10/2017
Ubs Financial Services Inc. Miami FL 10/2017 Present
  • 07/2002 → 10/2017
    Hsbc Bank Usa
    Miami, FL
  • 01/2005 → 10/2017
    Hsbc Securities (Usa) Inc.
    New York City, NY
  • 10/2017 → Present
    Ubs Financial Services Inc.
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-28
  • S66 Uniform Combined State Law Examination
    2018-02-28

View on SEC IAPD

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