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690 Lee Road, Wayne, PA 19087 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-01-21 |
Branch Locations
Naperville, IL • United States
690 Lee Road, Wayne, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hartford Funds Distributors, Llc | Wayne | PA | 12/2012 | Present |
| Hartford Funds Management Company, Llc | Wayne | PA | 10/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-03 |
| S65 | Uniform Investment Adviser Law Examination | 2009-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-24 |
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