Best Investors Account Sign in
Inactive

Rahul R Shah

Red Spruce Capital, LLC

Corvallis, OR

CRD 4669305

Claim This Profile
Employer firm

Red Spruce Capital, LLC CRD 158720

$257M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Red Spruce Capital, Llc

1055 Westlakes Drive Suite 300, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2015-07-02
PA RA APPROVED 2014-11-12
TX RA APPROVED 2014-11-12
  • OR RA
    APPROVED
    Since 2015-07-02
  • PA RA
    APPROVED
    Since 2014-11-12
  • TX RA
    APPROVED
    Since 2014-11-12

Branch Locations

Corvallis, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Red Spruce Capital, Llc Berwyn PA 11/2014 Present
Previous Registrations
  • 2009-01-05 → 2010-11-02
    Santa Barbara Asset Management, Llc
    Los Angeles, CA
  • 2004-11-15 → 2009-01-05
    Rittenhouse Asset Management, Inc.
    Radnor, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-27
  • S65 Uniform Investment Adviser Law Examination
    2014-10-27
Other Names
  • Rahul Shah

View on SEC IAPD

More in Corvallis, OR

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor