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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2012-01-06 |
Branch Locations
13010 Ne 20Th St Ste 100, Bellevue, WA 98005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfgia | Bellevue | WA | 10/2004 | Present |
| Transamerica Financial Advisors, Inc | Bellevue | WA | 01/2012 | Present |
| Rsvp Real Estate | Bellevue | WA | 03/2013 | 02/2019 |
| Hife College Planning Program | Renton | WA | 07/2014 | 10/2017 |
| Connexion Insurance Solutions | Kirkland | WA | 09/2014 | Present |
| Hye Soon Kim - Health Insurance | Anaheim | CA | 11/2016 | Present |
| Realty Executives | Bellevue | WA | 02/2019 | 06/2019 |
| Rsvp Real Estate | Bellevue | WA | 08/2019 | Present |
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. CONNEXION INSURANCE SOLUTIONS; NOT INVESTMENT RELATED; 6510 130TH AVE NE 0102, KIRKLAND WA 98033; HEALTH INSURANCE, MEDICARE AND MEDICARE SUPPLEMENTS, DENTAL AND VISION INSURANCE SALES; INDEPENDENT CONTRACTOR; 9/2014; 40 HRS/MONTH; HEALTH INSURANCE AND MEDICARE AND MEDICARE SUPPLEMENTS, DENTAL AND VISION INSURANCE SALES AND MAINTAIN CLIENTS ACCOUNT Hye Soon Kim - Health Insurance/No/AGA Inc. 1040 N. Tustin Avenue/Anaheim/CA/92807/Medicare insurance agency selling Medicare plans/Broker/11.18.2016/30/1/Selling Medicare plans for Medicare recipients. RSVP REAL ESTATE /0819 TO PRESENT/ INVESTMENT RELATED: NO /500 108TH AVE NE SUITE 1100 BELLEVUE, WA 98004/BROKER-AGENT /REAL ESTATE HOME SALES / hrs work monthly: 10/Sec trading hrs: 0 / CHECKING THE MLS SYSTEM
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-30 |
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