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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-08-29 |
| TX | RA | APPROVED | 2025-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Fountain Hills | AZ | 09/1997 | 04/2021 |
| Wells Fargo Advisors Llc | Fountain Hills | AZ | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fountain Hills | AZ | 11/2016 | 04/2021 |
| The Vanguard Group, Inc | Scottsdale | AZ | 06/2022 | Present |
| Mr. Cooper | Mesa | AZ | 07/2021 | 04/2022 |
| Unemployed | Mesa | AZ | 05/2021 | 06/2021 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 06/2022 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 08/2025 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: MESA, AZ POSITION: LANDLORD/OWNER START DATE: 08/2010 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-25 |
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