Brian John Horvath

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1997 → 04/2021
  Wells Fargo Bank, N.A.
  Fountain Hills, AZ
• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Fountain Hills, AZ
• 11/2016 → 04/2021
  Wells Fargo Clearing Services, Llc
  Fountain Hills, AZ
• 06/2022 → Present
  The Vanguard Group, Inc
  Scottsdale, AZ
• 07/2021 → 04/2022
  Mr. Cooper
  Mesa, AZ
• 05/2021 → 06/2021
  Unemployed
  Mesa, AZ
• 06/2022 → Present
  Vanguard Marketing Corporation
  Scottsdale, AZ
• 08/2025 → Present
  Vanguard Advisers, Inc.
  Scottsdale, AZ

Previous Registrations

• 2011-01-03 → 2021-04-14
  Wells Fargo Clearing Services, Llc
  Phoenix, AZ
  Scottsdale, AZ
  Scottsdale, AZ
  Fountain Hills, AZ
  Scottsdale, AZ
• 2007-02-22 → 2011-01-03
  Wells Fargo Investments, Llc
  Phoenix, AZ
  Scottsdale, AZ
  Phoenix, AZ

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS: MESA, AZ POSITION: LANDLORD/OWNER START DATE: 08/2010 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0

Exams

• S66 Uniform Combined State Law Examination
  2025-08-25

Other Names

• Brian John Horvath
• Brian Horvath