Stefan Papoutsoglou

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 08/1992 → Present
  Merck & Co
  Kenilworth, NJ
• 01/1990 → Present
  Omega Wealth Management
  Basking Ridge, NJ
• 01/2016 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1)MERCK & CO, NOT INVESTMENT RELATED, ADDRESS: 2000 GALLOPING HILL ROAD, KENILWORTH, NJ 07033,NATURE OF BUSINESS: PHARMACEUTICAL COMPANY, START DATE: 8/24/1992,APX NUMBER OF HOURS PER WEEK: 40,APX NUMBER OF TRADING HOURS PER WEEK: 32.5,POSITION/TITLE/RELATIONSHIP: TAX ACCOUNTANT,BRIEF DESCRIPTION OF DUTIES: PROVIDE TAX ACCOUNTING & COMPLIANCE; 2)CHARTER FUNDING; REPRESENTATIVE/REFERRAL AGENT SINCE 2004; REFER CLIENTS NEEDING MORTGAGES TO REFERRAL DEPT AT MORTGAGE COMPANY: 3)COLDWELL-BANKER REAL ESTATE-REFERER; REFERRING AGENT SINCE 2004; 0-2 HRS/WK; REFER CLIENTS NEEDING REAL ESTATE AGENT TO REFERRAL NETWORK: 4)OMEGA WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION,NATURE OF BUSINESS: DBA FOR TAX PREPARATION & FINANCIAL SERVICES,START DATE: 1/1/1990,APX NUMBER OF HOURS PER WEEK: 20,APX NUMBER OF TRADING HOURS PER WEEK: 20, POSITION/TITLE/RELATIONSHIP: CPA & PROPRIETOR,BRIEF DESCRIPTION OF DUTIES: TAX PREPERATION & FINANCIAL SERVICES

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-12-28
• S63 Uniform Securities Agent State Law Examination
  2003-01-21