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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2014-09-19 |
Branch Locations
1315 South Glenburne Rd Suite D18, New Bern, NC 28562 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance | Raleigh | NC | 10/2010 | Present |
| Nylife Securities Llc | Raleigh | NC | 10/2010 | Present |
| Eagle Strategies Llc | New Bern | NC | 09/2014 | Present |
| Legacy Private Client Services Llc | New Bern | NC | 09/2020 | Present |
[CONTRACTED COMMERCIAL PILOT FOR SIGHTSEEING, AERIAL PHOTOGRAPHY, AND FORESTRY SERVICES FIRE PATROL] [INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS] [Vandemere United Methodist Church; methodist church finance committee; 3rd and Elm Streets in Vandemere NC; Start Date 01/2015; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [Eastern Carolina Aviation Heritage Foundation; This is a non-profit organization that promotes STEM training activities and aviation history for youth in the Craven and Carteret County areas of Eastern NC.; 201 Tourist Center Dr, Havelock, NC 28532; Start Date 10/2018; Role/Title: Board Member; Not Investment Related; 10 hours per month; 5 hours per month during securities trading hours] [Civil Air Patrol; Volunteer pilot for civil air patrol. Conducting search and rescue, disaster aid and orientation flights for new members.; Marine Corps Air Station Cherry Point, NC 28533; Start Date 07/2019; Role/Title: Volunteer Pilot; Not Investment Related; 10 hours per month; 3 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF LEGACY PRIVATE CLIENT SERVICES LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; NEW BERN, NC; START DATE: 09/2020] [New Bern Military Alliance; Part of the local chamber of commerce. Supports the relationship of the local military bases with the local community. A non-profit group. ; 316 South Front St, New Bern, NC 28560; Start Date 01/2022; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; Voting member of the board of directors. Volunteer for activities supporting local military members and their families]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-15 |
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