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Lisa Michelle Smoltino

Eagle Strategies LLC

New York, NY

CRD 4668820

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Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

1 World Trade Center 285 Fulton Street, 39Th Fl, New York, NY 10007-0166 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Brooklyn NY 06/2008 Present
New Yorklife Insurance Co Brooklyn NY 06/2008 Present
Eagle Strategies Llc Brooklyn NY 03/2011 Present
  • 06/2008 → Present
    Nylife Securities Llc
    Brooklyn, NY
  • 06/2008 → Present
    New Yorklife Insurance Co
    Brooklyn, NY
  • 03/2011 → Present
    Eagle Strategies Llc
    Brooklyn, NY
Other Businesses

INVESTMENT ADVISOR AFFILAITED WITH EAGLE STRATEGIES LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-28
S63 Uniform Securities Agent State Law Examination 2004-07-13
  • S66 Uniform Combined State Law Examination
    2011-02-28
  • S63 Uniform Securities Agent State Law Examination
    2004-07-13
Other Names
  • Lisa Michelle Bloom

View on SEC IAPD

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