Timothy Scott Sullivan

Current Employers

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2020-11-09

MA RA
APPROVED

Since 2020-11-09

Branch Locations

Worcester, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Tiaa-Cref Individual & Institutional Services, Llc	Waltham	MA	03/2007	Present
Tiaa	Waltham	MA	03/2007	Present
Lincoln Investment	Fort Washington	MA	11/2020	Present
Capital Analysts	Fort Washington	PA	11/2020	Present

03/2007 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Waltham, MA
03/2007 → Present

Tiaa

Waltham, MA
11/2020 → Present

Lincoln Investment

Fort Washington, MA
11/2020 → Present

Capital Analysts

Fort Washington, PA

Previous Registrations

2007-05-10 → 2020-11-13

Tiaa-Cref Individual & Institutional Services, Llc

Waltham, MA
2000-03-16 → 2002-05-07

Ubs Financial Services Inc.

San Diego, CA

Other Businesses

Stinky Socks Hockey Position: Hockey Referee Nature: Recreational Hockey Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 9/15/2025 Address: 369 Congress St, Floor 7B Boston, Massachusetts 02210 Description: Refereeing community based hockey games on weekends and occasional weeknights.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-05-08
S66	Uniform Combined State Law Examination	2000-02-17

S65 Uniform Investment Adviser Law Examination

2007-05-08
S66 Uniform Combined State Law Examination

2000-02-17

View on SEC IAPD