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Michael J. Muller

Wells Fargo Clearing Services, LLC

Fresno, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-31
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2024-05-31
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Madera/Fresno CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Madera/Fresno CA 11/2016 Present
Previous Registrations
  • 2007-01-05 → 2011-01-03
    Wells Fargo Investments, Llc
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Los Banos, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Madera, CA
    Fresno, CA
  • 2005-01-11 → 2007-01-05
    Investment Centers Of America, Inc.
    Fresno, CA
    Oakhurst, CA
    Prather, CA
  • 2003-09-23 → 2005-01-03
    Morgan Stanley Dw Inc.
    Fresno, CA
Other Businesses

POWER OF ATTORNEY FOR MOTHER; INV. RELATED; CLOVIS, CA; START DATE 8/2022; 2 HRS PER MONTH; 2 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-05
  • S66 Uniform Combined State Law Examination
    2003-09-05

View on SEC IAPD

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