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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-10-20
  • TX RA
    APPROVED_RES
    Since 2009-10-20

Branch Locations

334 3Rd St, Lake Oswego, OR 97034 • United States

Lake Oswego, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lake Oswego OR 11/2002 03/2020
Ameriprise Financial Services, Llc Lake Oswego OR 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 14802 SW 91st Ave, , Tigard, OR, 97224; Investment-Related; 09/15/2019 / Single Family; 19555 35th Ct., , Lake Oswego, OR, 97034; Investment-Related; 12/02/2019. Business Ownership; PFWA Operations LLC; Co-owner; Consulting; 334 3rd St. , , Lake Oswego, OR, 97034; Investment-Related; 02/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours / Gattaca 334 LLC; Managing; Real Estate; 334 3rd St., , Lake Oswego, OR, 97034; Not Investment-Related; 02/08/2021; 1 to 9 hours per month; 0 during trading hours / Buckmaster Holdings LLC; Owner; Manage Ameriprise Business; 19575 SW 35th Ct., , Lake Oswego, OR, 97034; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-06
  • S66 Uniform Combined State Law Examination
    2003-10-06

View on SEC IAPD

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