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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-08-20 |
Branch Locations
200 Chase Park South Ste 108, Birmingham, AL 35244 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2015 | 08/2019 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2015 | 08/2019 |
| Minnesota Life Insurance Company | St. Paul | MN | 08/2019 | 08/2025 |
| Securian Financial Services Inc | St. Paul | MN | 08/2019 | 06/2020 |
| Wealth Management Group, Llc | Birmingham | AL | 08/2019 | 08/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2020 | 08/2025 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2020 | 08/2025 |
| Lpl Financial Llc | Birmingham | AL | 08/2025 | Present |
1) 08/2025 - 20-20 Financial Services / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 2) 08/2025 - Wealth Arc Advisors / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 3) 08/2025 - Crump Insurance / Non-Variable Insurance / Inv Related / Start date 03/01/2016 - 6.5 hrs per month - 10 % time spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-23 |
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