Spencer Nils Olson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-11-27
CO	RA	APPROVED	2015-03-10

TX RA
APPROVED_RES

Since 2017-11-27
CO RA
APPROVED

Since 2015-03-10

Branch Locations

2420 E. Harmony Rd., Fort Collins, CO 80528 • United States

2505 11Th Ave., Greeley, CO 80631-6927 • United States

1990 W 10Th Ave, Broomfield, CO 80020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Credit Union Of Colorado	Greeley	CO	08/2010	Present
Lpl Financial Llc	Greeley	CO	05/2014	Present

08/2010 → Present

Credit Union Of Colorado

Greeley, CO
05/2014 → Present

Lpl Financial Llc

Greeley, CO

Other Businesses

1.06/02/2014; Investment products and services are offered through LPL Financial LLC using the DBA/trade name The Investment Center Located at Credit Union of C; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.03/03/2015; None; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 03/02/2015; 15hrs/mth; 15hrs during trading 3.03/31/2015; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Independent Choice Financial Group; Investment Related; at Reported Business Location(s); Start Date 03/24/2015; 5hrs/mth; 5hrs during trading 4.05/08/2020; Landscaping; Other - Business Owner; Not Investment Related; Firestone,CO; Start Date 05/12/2020; 10hrs/mth; 0hrs during trading 5.12/29/2025; None; Other - Beekeeper; Not Investment Related; Firestone,CO; Start Date 12/10/2025; 1hrs/mth; hrs during trading 6.08/14/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Western Wealth Advisors; Investment Related; at Reported Business Location(s); Start Date 08/11/2026; 1hrs/mth; 0hrs during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-07-10

S66 Uniform Combined State Law Examination

2014-07-10

View on SEC IAPD