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John Mcqueen

Oppenheimer & Co. Inc.

Dallas, TX

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-11-04
  • TX RA
    APPROVED
    Since 2005-11-04

Branch Locations

13455 Noel Road, Two Galleria Tower Suite 1800, Dallas, TX 75240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co. Inc. Addison TX 11/2002 Present
  • 11/2002 → Present
    Fahnestock & Co. Inc.
    Addison, TX
Other Businesses

I HAVE POWER OF ATTORNY OVER MYM OTHER WHO HOLDS HER IRA AND RETAIL ACCOUNT. TIME SPENT IS AS NEEDED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-11-03
S63 Uniform Securities Agent State Law Examination 2003-07-11
  • S65 Uniform Investment Adviser Law Examination
    2005-11-03
  • S63 Uniform Securities Agent State Law Examination
    2003-07-11
Other Names
  • John Nick Mcqueen
  • Nick Mcqueen

View on SEC IAPD

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