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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-15
  • TX RA
    APPROVED
    Since 2016-04-15

Branch Locations

10999 W Interstate 10 5Th Fl/Ste 5000, San Antonio, TX 78230 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Antonio TX 04/2016 11/2016
Wells Fargo Clearing Services, Llc San Antonio TX 11/2016 Present
Previous Registrations
Other Businesses

C.R. MITCHELL RANCH, LLC; INV RELATED; SAN ANTONIO, TX; REAL ESTATE HOLDING; 50% OWNERSHIP; START 5/31/2016; 5 HOURS PER MONTH, 0 DURING TRADING; DUTIES: LAND AND WILDLIFE MANAGEMENT. WHITETAILS & EXOTICS, LLC; INV RELATED; SAN ANTONIO, TX; REAL ESTATE HOLDING; 100% OWNERSHIP WITH SPOUSE; START 5/31/2016; 1 HOUR PER MONTH, 0 DURING TRADING; OWNER. RENTAL PROPERTY - 118 ; INV RELATED;PORT ARANSAS,TX; 100% OWNERSHIP; START DATE: 04/09/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-11
  • S66 Uniform Combined State Law Examination
    2004-10-11
Other Names
  • N Chad Mitchell
  • Chad Mitchell
  • Neilsen Chad Mitchell

View on SEC IAPD

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