Thomas C Scott

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 05/2024
  Valic Financial Advisors, Inc.
  Jacksonville, FL
• 12/2022 → 05/2024
  Agia
  Houston, TX
• 05/2024 → Present
  Lpl Financial, Llc
  Jacksonville, FL

Previous Registrations

• 2011-07-28 → 2024-06-07
  Valic Financial Advisors, Inc.
  Jacksonville, FL
  Jacksonville, FL
  Jacksonville, FL
• 2011-05-17 → 2011-06-20
  Camarda Wealth Advisory Group
  Fleming Island, FL
• 2010-09-29 → 2011-05-03
  Hancock Whitney Investment Services Inc.
  Pensacola, FL
  Jacksonville, FL
  Ponte Vedra Beach, FL
  Palm Coast, FL
• 2010-08-31 → 2010-09-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 2008-07-11 → 2010-08-12
  Truist Investment Services, Inc.
  Navarre, FL
  Fort Walton Beach, FL
  Santa Rosa Beach, FL
  Fort Walton Beach, FL
  Pensacola, FL
  Pensacola, FL
  Pensacola, FL
  Gulf Breeze, FL
  Milton, FL
  Pensacola, FL
  Pensacola, FL
  Pensacola, FL
• 2006-01-23 → 2008-07-01
  Valic Financial Advisors, Inc.
  Macon, GA

Other Businesses

1- 02/2024 / Scott Retirement Services / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mnth / 8 hrs during trading

Exams

• S66 Uniform Combined State Law Examination
  2006-01-11
• S63 Uniform Securities Agent State Law Examination
  2004-03-26

Designations

• Certified Financial Planner

Other Names

• Thomas Clark Scott
• Thomas Clark Scott
• Thomas Clark Scott
• Thomas Clark Scott
• Thomas C Scott