Christopher M Graw

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2003 → 03/2020
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 06/2003 → 03/2020
  Northwestern Mutual Investment Services Llc
  Hiawatha, IA
• 08/2011 → 03/2020
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 03/2020 → 05/2025
  Cetera Advisor Networks Llc
  El Segundo, CA
• 02/2020 → Present
  Cwm, Llc
  Cedar Rapids, IA
• 03/2020 → 04/2021
  Tn Weber Nieland, Lc
  Cedar Rapids, IA
• 04/2021 → 01/2025
  Galt Wealth Partners Lc
  Cedar Rapids, IA
• 06/2023 → 05/2025
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 02/2020 → Present
  Carson Wealth
  Cedar Rapids, IA

Previous Registrations

• 2023-06-29 → 2025-05-08
  Cetera Investment Advisers Llc
  Vinton, IA
  Cedar Rapids, IA
• 2020-03-30 → 2023-06-29
  Cetera Wealth Services, Llc
  Cedar Rapids, IA
  Vinton, IA
• 2020-02-27 → 2020-03-23
  Cetera Wealth Services, Llc
  Cedar Rapids, IA
• 2010-08-19 → 2016-09-14
  Northwestern Mutual Investment Services, Llc
  Hiawatha, IA
  Cedar Rapids, IA

Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES NATURE OF BUSINESS: FIXED INSURANCE APX # OF HRS/WK: 2 APX # OF HRS DURING TRADING HRS: MINIMAL TITLE: INSURANCE AGENT DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, AND LONG-TERM CARE NAME OF OTHER BUSINESS: DGZ CAPITAL, LLC NATURE OF BUSINESS: REAL ESTATE RENTALS START DATE: 8/2016 TITLE: OWNER, TREASURER, SECRETARY APX # OF HRS/WK: 1 APX # OF HRS DURING TRADING HRS: MINIMAL DESCRIPTION OF DUTIES: OWNER, TREASURER, SECRETARY NAME OF OTHER BUSINESS: NOTARY NATURE OF BUSINESS: WITNESS SIGNATURES TITLE: NOTARY PUBLIC APX # OF HRS/WK: MINIMAL APX # OF HRS DURING TRADING HRS: MINIMAL DESCRIPTION OF DUTIES: NOTARY PUBLIC NAME OF OTHER BUSINESS: GRAW WEALTH MANAGEMENT, LLC NATURE OF BUSINESS: SHELL COMPANY USED FOR PAYROLL AND BENEFIT PURPOSES START DATE: 10/2019 TITLE: OWNER APX # OF HRS/WK: 3 APX # OF HRS DURING TRADING HRS: 3 DESCRIPTION OF DUTIES: OWNER, RUN PAYROLL, PAY BENEFITS NAME OF OTHER BUSINESS: INDIAN CREEK NATIVE CENTER; NATURE OF BUSINESS: NON PROFIT; START DATE: 1/2022; TITLE: BOARD MEMBER; APX # OF HRS/WK: LESS THAN 1 ; APX # OF HRS DURING TRADING HRS: LESS THN 1 ; DESCRIPTION OF DUTIES: ATTEND MONTHLY MEETINGS, VOLUNTEER TIME, PROVIDE ADVICE AND FEEDBACK TO EXECUTIVE DIRECTOR ; NAME OF OTHER BUSINESS: KEEPIN' IT REEL; NATURE OF BUSINESS: REAL ESTATE HOLDING COMPANY; START DATE: 03/2022; TITLE: OWNER; APX # OF HRS/WK: 1; APX # OF HRS DURING TRADING HRS: 1; DESCRIPTION OF DUTIES: MANAGE PROFIT & LOSS STATEMENT, WORK WITH PROPERTY MANAGER, INSPECT PROPERTY ANNUALLY; NAME OF OTHER BUSINESS: GALT PROPERTIES; NATURE OF BUSINESS: REAL ESTATE HOLDING COMPANY; START DATE: 02/2021; TITLE: OWNER; APX # OF HRS/WK: 1; APX # OF HRS DURING TRADING HRS: 1; DESCRIPTION OF DUTIES: MANAGE REAL ESTATE PROPERTY; NAME OF OTHER BUSINESS: FMT SOLUTIONS "RETIREMENT PLANNING TODAY"; NATURE OF BUSINESS: EDUCATION; START DATE: 01/2021; TITLE: EDUCATOR; APX # OF HRS/WK: 1; APX # OF HRS DURING TRADING HRS: 1; DESCRIPTION OF DUTIES: TEACH RETIREMENT PLANNING CLASSES; NAME OF OTHER BUSINESS: Harvest Coaching, LLC NATURE OF BUSINESS: Life Coach START DATE: 07/06/2026 TITLE: Owner APX # OF HRS/WK: 3 APX # OF HRS DURING TRADING HRS: 100 DESCRIPTION OF DUTIES: Personal and Professional Coaching

Exams

• S63 Uniform Securities Agent State Law Examination
  2003-08-29

Designations

• Certified Financial Planner

Other Names

• Chris Graw