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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-11-03 |
| AL | RA | APPROVED | 2020-11-02 |
Branch Locations
300 Market Street Ne Suite 101, Decatur, AL 35601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Decatur | AL | 11/2012 | 10/2020 |
| Bbva Wealth Solutions Inc. | Decatur | AL | 12/2012 | 10/2020 |
| Bbva Securities Inc. | Decatur | AL | 05/2013 | 10/2020 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 11/2012 | 10/2020 |
| Morgan Stanley Smith Barney Llc | Decatur | AL | 10/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-12-29 |
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