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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-06-04 |
Branch Locations
260 Main Street, East Haven, CT 06512 • United States
1 South Main Street, Branford, CT 06405 • United States
495 Monroe Turnpike, Monroe, CT 06468 • United States
584 Campbell Avenue, West Haven, CT 06516 • United States
2855 Dixwell Avenue, Hamden, CT 06518 • United States
506 Shelton Avenue, Shelton, CT 06484 • United States
100 Broad Street, Milford, CT 06468 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments, Inc. | Meriden | DE | 01/2016 | 10/2019 |
| United Bank | Vernon | CT | 12/2015 | 10/2019 |
| Liberty Bank | Cromwell | CT | 10/2019 | 06/2021 |
| Raymond James Financial Services Advisors, Inc. | Cromwell | CT | 10/2019 | 06/2021 |
| Raymond James Financial Services, Inc. | Cromwell | CT | 10/2019 | 06/2021 |
| Lpl Financial, Llc | Monroe | CT | 06/2021 | Present |
| Webster Bank | Monroe | CT | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-17 |
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