Best Investors
Account
Sign in
Best Investors
Account
Sign in
111 West Houston Street, San Antonio, TX 78205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-28 |
Branch Locations
111 West Houston Street, San Antonio, TX 78205 • United States
1700 Post Oak Blvd Ste 120, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frost Bank | Houston | TX | 01/2008 | Present |
| Frost Brokerage Services | San Antonio | TX | 05/2008 | Present |
(1) Frost Bank - Frost Wealth Advisors; Investment related; 111 West Houston Street, San Antonio, TX 78205; Fiduciary and Administrative Financial Services; Retirement Services Administrator; Started 01/2008; Approx. 120-160hrs/mo; Approx. 120-160hrs/mo; Manage and maintain investment accounts, including IRAs, retirement plans, and custody relationships, in an operational and administrative capacity. Ensure compliance, maintain accurate records, and do not provide security recommendations or portfolio management, which is handled by assigned portfolio managers. The role is salaried with no commission-based earnings or compensation tied to investment recommendations.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-04-21 |
| S65 | Uniform Investment Adviser Law Examination | 2003-09-19 |
| S66 | Uniform Combined State Law Examination | 1999-09-21 |
Reach out to this advisor