Nick J Baker

Current Employers

Employment History

• 05/2003 → 08/2025
  New York Life Insurance Company
  Sioux Falls, SD
• 05/2003 → 08/2025
  Nylife Securities Llc
  Sioux Falls, SD
• 04/2012 → 08/2025
  Eagle Strategies Llc
  Orange City, IA
• 07/2014 → 08/2025
  Baker Financial Solutions
  Orange City, IA
• 08/2025 → Present
  Rbc Capital Markets, Llc
  Orange City, IA

Previous Registrations

• 2012-04-23 → 2025-09-02
  Eagle Strategies Llc
  Orange City, IA
  Orange City, IA

Other Businesses

(1) [GNB INC.; OWN A HOG BUILDING FOR INVESTMENT PURPOSES.; SPENCER, IA; START DATE 08/2014; ROLE/TITLE: OWNER; INVESTMENT RELATED; 1 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS] (2) [Baker Financial Solutions LLC; collect rental income; 1005 Lincoln Circle SE, Orange City, IA 51041; Start Date 01/2023; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; I manage the real estate.] (3) NAME OF ENTITY: GnB, LLC ADDRESS: 203 Martin Drive NE, Orange City, IA 51041 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 01/06/2014 CAPACITY: Owner DUTIES: Passive Investor that pays bills monthly. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (4) NAME OF ENTITY: The Baker's LLC ADDRESS: 203 Martin Drive NE, Orange City, IA 51041 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 19/09/2011 CAPACITY: Owner DUTIES: Passive Investor. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-04-18
• S63 Uniform Securities Agent State Law Examination
  2003-06-06

Other Names

• Nicholas Baker