Monika Elizabeth Windle

Current Employers

Employment History

• 01/2009 → Present
  Lpl Financial, Llc
  La Mesa, CA
• 01/2009 → 12/2021
  Robert J. Woods, Incorporated
  La Mesa, CA
• 01/2022 → 11/2024
  Mw Asset Management Inc.
  La Mesa, CA

Previous Registrations

• 2022-05-19 → 2024-11-01
  Financial Plan Design
  La Mesa, CA
• 2010-02-02 → 2021-12-31
  Robert J. Woods, Incorporated
  La Mesa, CA
• 2006-01-24 → 2009-01-07
  Wamu Investments, Inc.
  El Cajon, CA
  El Cajon, CA
  El Cajon, CA

Other Businesses

(1) 11/26/2008: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 2% Time Spent - fixed insurance, ltc and group health (2) 01/20/2009: No Business Name - Notary - Not Investment Related - At Reported Business Location(s) - 1% Time Spent - Notary Public (3) 02/10/2012: Heavenly Oaks Residential Community - Real Estate Rental - Investment Related - At Reported Business Location(s) - 0% Time Spent - owns a mobile home park in CA with husband (4) 07/17/2012: MW ASSET MANAGEMENT INC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) (5) 08/15/2013: Financial Plan Design - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (6) 08/17/2016: 1250 Barrett Lake Road - Real Estate Rental - Investment Related - At Reported Business Location(s) - Started 07/25/2016 - 0 Hr/Mo - purchasing a mobile home park in San Diego with husband. (7) 3/18/2020 - LIVE OAK SPRINGS MHP AND RESORT - Investment Related - BOULEVARD CA 91905 - Real Estate Rental - Started 02/19/2020 - 0 Hours Per Month - My husband and I own a mobile home park in Boulevard CA. I am 2.5% owner and he is 97.5% owner. (8) 7/19/2021 - Dunes Ranch LLC DBA Park Villa MHP - Investment Related - Redding, CA 96003 - Real Estate Rental - Start Date: 7/1/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Own a mobile home 49% owner and my husband is 51% owner. (9) 7/19/2021 - Q Oak LLC dba Shasta Lake MHP - Investment Related - Shasta Lake, CA 96019 - Real Estate Rental - Start Date: 7/1/2021 - 0 Hours Per Month/0 Hours During Securities Trading - Own a mobile park 2.5% owner and my husband is 97.5% owner. (10) 05/20/2022 - Financial Plan Design - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date: 01/07/2022 - 5 Hours Per Month/2 Hours During Securities Trading - I provide financial planning and consulting services through Financial Plan Design, an independent investment advisor firm. I started this business activity in 01/2022. I expect to spend approximately 5 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. (11) 08/22/2022 - 7224 Freedom LLC - Investment Related - Santee CA 92071 - Real Estate Rental - 50% Owner - Start Date - 08/01/2022 - 0 Hours Per Month/0 Hours During Securities Trading. (12) 11/21/2022 - No Business Name - Investment Related - Lakeport CA 95453 - Real Estate Rental - Start Date: 11/01/2022 - 0 Hours Per Month/0 Hours During Securities Trading. (13) 10/25/2024 - 8774 Freedom LLC- Real Estate Rental - Santee, CA - Investment Related - Start Date 08/01/2022 - 0 Hours per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2000-04-20

Designations

Other Names

• Monika Elizabeth Thompson