Lisa B Dodge

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED	2019-09-20
GA	RA	APPROVED	2019-03-05

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED

Since 2019-09-20
GA RA
APPROVED

Since 2019-03-05

Branch Locations

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

3280 Peachtree Road Nw, Ste 1700 Southeast - Region 4, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	St Petersburg	FL	03/2018	09/2018
Morgan Stanley	Various	FL	05/2003	03/2018
Morgan Stanley	Atlanta	GA	09/2018	Present

03/2018 → 09/2018

Morgan Stanley

St Petersburg, FL
05/2003 → 03/2018

Morgan Stanley

Various, FL
09/2018 → Present

Morgan Stanley

Atlanta, GA

Other Businesses

*558867 - Rental Property ; Investment related - Yes ; Brookhaven, Georgia ; Rental Property ; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent) ; 7/2023 ; During business hours : 0 ; After business hours : 1;My husband and I are purchasing a second home in Maine which will be rented to our daughter and her fiance

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-03-04

S66 Uniform Combined State Law Examination

2019-03-04

Other Names

Lisa B Dodge

View on SEC IAPD