George Arthur Gates

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-04-18
AK	RA	APPROVED	2002-02-20

TX RA
APPROVED_RES

Since 2018-04-18
AK RA
APPROVED

Since 2002-02-20

Branch Locations

4141 B Street #205, Anchorage, AK 99503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Benefit Brokers	Anchorage	AK	10/1999	Present
Lpl Financial Llc	Anchorage	AK	02/2002	Present

10/1999 → Present

Benefit Brokers

Anchorage, AK
02/2002 → Present

Lpl Financial Llc

Anchorage, AK

Other Businesses

(1) 02/11/2002 - BENEFIT BROKERS - OUTSIDE SALES OF NON-VARIABLE INSURANCE. (2) 7/2/2018 - Benefit Brokers, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:11/01/1977 - 160 Hours Per Month/160 Hours During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-01-11

S66 Uniform Combined State Law Examination

2000-01-11

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

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