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Conor Moore

Voya Financial Advisors, Inc.

Tolland, CT

Windsor, CT

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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-14
NY RA APPROVED 2022-11-09
CT RA APPROVED 2022-11-02
  • TX RA
    APPROVED_RES
    Since 2022-11-14
  • NY RA
    APPROVED
    Since 2022-11-09
  • CT RA
    APPROVED
    Since 2022-11-02

Branch Locations

Tolland, CT • United States

One Orange Way, C4-S, Windsor, CT 06095 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors, Inc. Windsor CT 02/2015 11/2021
Gwfs Equities, Inc Greenwood Village CO 11/2021 10/2022
Advised Assets Groups, Llc Greenwood Village CO 11/2021 10/2022
Voya Financial Advisors Windsor CT 10/2022 Present
  • 02/2015 → 11/2021
    Voya Financial Advisors, Inc.
    Windsor, CT
  • 11/2021 → 10/2022
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 11/2021 → 10/2022
    Advised Assets Groups, Llc
    Greenwood Village, CO
  • 10/2022 → Present
    Voya Financial Advisors
    Windsor, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-13
S66 Uniform Combined State Law Examination 2003-10-25
  • S65 Uniform Investment Adviser Law Examination
    2015-05-13
  • S66 Uniform Combined State Law Examination
    2003-10-25
Other Names
  • Conor Gene Moore

View on SEC IAPD

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