John K Tabeek

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
• 04/2013 → Present
  Streets Of New York
  Scottsdale, AZ
• 07/2013 → Present
  Bank Of America, N.A.
  Chandler, AZ

Previous Registrations

• 2013-01-09 → 2013-07-01
  Pfs Investments Inc.
  Gilbert, AZ
• 2007-10-15 → 2010-12-17
  Charles Schwab & Co., Inc.
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
• 2006-09-11 → 2007-04-18
  Charles Schwab & Co., Inc.
  Phoenix, AZ
  Phoenix, AZ

Other Businesses

(1)JKT669, INC. D/B/A JOHNNY'S EASTSIDE TAP & GRILL. NOT INVESTMENT RELATED PHOENIX, AZ 85008 & TEMPE, AZ 85281. IT WAS A BAR & GRILL. I WAS THE OWNER. I SOLD THE BAR BUT KEEP THE CORP OPEN SO I CAN RECEIVE PAYMENTS FROM THE PURCHASER OF THE BAR. ZERO HOURS PER MONTH AND ZERO HOURS DURING TRADING. I*85820FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: JOHNNYTEES, LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:TEMPE, ARIZONA 85281NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/16/2015NUMBER OF HOURS DEVOTED: 12 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THIS IS A PROPOSED BUSINESS. I HAVE NOT FILED FOR AN LLC AND NO NEED AT THIS TIME TO REPORT ON THE U4. THIS WILL BE A T SHIRT LOGO AND DESIGN BUSINESS. I*5097274, Entity Type: , Name of OBA: THE J A. T REVOCABLE LIVING TRUST, Address: SCOTTSDALE, Arizona, 85257, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 12/02/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2006-09-08
• S63 Uniform Securities Agent State Law Examination
  2000-06-21

Other Names

• John Kenneth Tabeek