Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2009-10-05 |
Branch Locations
1021 E Cary St Ste 1001, Richmond, VA 23219-4051 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Richmond | VA | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Richmond | VA | 03/2020 | Present |
Business Ownership; WB Elite Tax & Acctng; Co-owner; Tax Preparation; 3453 W Hundred Road, , Chester, VA, 23831; Not Investment-Related; 11/15/2012; 60 hours per month; 60 during trading hours. Other Business Activities; WB Elite Tax & Accounting; Tax prep and some bookkeeping services; 3453 W. Hundred Rd, , Chester, VA, 23831; Not Investment-Related; 11/15/2012; 40 to 59 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-03 |
Reach out to this advisor