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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-09 |
| FL | RA | APPROVED | 2022-06-24 |
| NY | RA | APPROVED | 2021-07-27 |
Branch Locations
29930 Baywood Ln [Vacation/Secondary Residence], Wesley Chapel, FL 33543 • United States
88 Froehlich Farm Blvd, Woodbury, NY 11797 • United States
Smithtown, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Woodbury | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Woodbury | NY | 11/2016 | Present |
FARMINGDALE STATE UNIVERSITY; NON INV-RELATED; FARMINGDALE, NY; GOLF COACH/INSTRUCTOR; START: 5/6/02; 5 HRS/WK; 0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-18 |
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