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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-20
CA RA APPROVED 2023-10-06
  • TX RA
    APPROVED_RES
    Since 2025-03-20
  • CA RA
    APPROVED
    Since 2023-10-06

Branch Locations

595 Humboldt St Ste 200, Reno, NV 89509 • United States

42225 10Th Street W Suite 101 [Satellite], Lancaster, CA 93434 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lancaster CA 09/2010 11/2016
Wells Fargo Clearing Services, Llc Lancaster CA 11/2016 10/2023
Wells Fargo Advisors Financial Network, Llc Lancaster CA 10/2023 Present
Previous Registrations
  • 2010-09-20 → 2023-10-06
    Westlake Village, CA
    Palmdale, CA
    Palmdale, CA
    Lancaster, CA
    Palmdale, CA
    Lancaster, CA
    San Leandro, CA
    Fresno, CA
    Pasadena, CA
    Westlake Village, CA
  • 2009-06-01 → 2010-10-01
    Palmdale, CA
    Pasadena, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Palmdale, CA
    Pasadena, CA
  • 2000-08-30 → 2007-04-02
    Morgan Stanley Dw Inc.
    Palmdale, CA
    Pasadena, CA
    Palmdale, CA
Other Businesses

ANTELOPE VALLEY COLLEGE, NOT INV RELATED, LANCASTER, CA, START 1/29/2024, INSTRUCTOR, 12 HOURS PER MONTH, ZERO HOURS DURING TRADING, TEACHING BUSINESS MATH COURSE. ASPENDELL CABIN 182 LLC, INV RELATED, PALMDALE, CA, 33.33% OWNERSHIP, START 4/23/2020; 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HOLDS PERSONAL USE CABIN. TRUSTEE FOR COUSIN, INV RELATED, PALMDALE, CA, START: 2/6/2020, 2 HOURS A MONTH, 0 HOURS DURING TRADING. DANIEL D LEDBETTER CAPITAL MANAGEMENT ; INV RELATED;LANCASTER,CA; FINANCIAL ADVICE AND INVESTMENT ADVICE;100% OWNERSHIP; START DATE: 10/02/2023; 40 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-17
S63 Uniform Securities Agent State Law Examination 2000-02-02
  • S65 Uniform Investment Adviser Law Examination
    2000-02-17
  • S63 Uniform Securities Agent State Law Examination
    2000-02-02
Other Names
  • Daniel Duane Ledbetter

View on SEC IAPD

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