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Thomas Bezigian

LPl Financial LLC

Cicero, NY

CRD 4665510

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-06
MA RA APPROVED 2025-03-06
NH RA APPROVED 2025-03-06
NY RA APPROVED 2025-03-06
  • FL RA
    APPROVED
    Since 2025-03-06
  • MA RA
    APPROVED
    Since 2025-03-06
  • NH RA
    APPROVED
    Since 2025-03-06
  • NY RA
    APPROVED
    Since 2025-03-06

Branch Locations

Cicero, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Investment Center, Inc Cicero NY 10/2009 03/2025
Ic Advisory Services, Inc Cicero NY 10/2009 03/2025
Lpl Financial Llc Cicero NY 03/2025 Present
  • 10/2009 → 03/2025
    The Investment Center, Inc
    Cicero, NY
  • 10/2009 → 03/2025
    Ic Advisory Services, Inc
    Cicero, NY
  • 03/2025 → Present
    Cicero, NY
Previous Registrations
Other Businesses

1- 03/06/2025 - PLC Technologies - Outside/W-2 Employment - Industry Consultant - Not Investment Related - Home Based - Start Date 01/10/1992 - 3 hours per month/ 1 hour during trading 2- 03/06/2025 - PLC Technologies - Teacher Paid by School or University - Adjunct professor Plastics Engineering - Not Investment Related - Home Based - Start Date 01/10/1992 - 3 hours per month/ 1 hour during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-29
  • S66 Uniform Combined State Law Examination
    2003-07-29

View on SEC IAPD

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