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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-06 |
| MA | RA | APPROVED | 2025-03-06 |
| NH | RA | APPROVED | 2025-03-06 |
| NY | RA | APPROVED | 2025-03-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Investment Center, Inc | Cicero | NY | 10/2009 | 03/2025 |
| Ic Advisory Services, Inc | Cicero | NY | 10/2009 | 03/2025 |
| Lpl Financial Llc | Cicero | NY | 03/2025 | Present |
1- 03/06/2025 - PLC Technologies - Outside/W-2 Employment - Industry Consultant - Not Investment Related - Home Based - Start Date 01/10/1992 - 3 hours per month/ 1 hour during trading 2- 03/06/2025 - PLC Technologies - Teacher Paid by School or University - Adjunct professor Plastics Engineering - Not Investment Related - Home Based - Start Date 01/10/1992 - 3 hours per month/ 1 hour during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-29 |
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