Ronald Dean Gruber

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03
VT	RA	APPROVED	2016-05-20

NY RA
APPROVED

Since 2021-08-03
VT RA
APPROVED

Since 2016-05-20

Branch Locations

Queensbury, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Colchester	VT	06/2003	Present
Nylife Securities Llc	Colchester	VT	06/2003	Present
Eagle Strategies Llc	Colchester	VT	04/2016	Present

06/2003 → Present

New York Life Insurance Company

Colchester, VT
06/2003 → Present

Nylife Securities Llc

Colchester, VT
04/2016 → Present

Eagle Strategies Llc

Colchester, VT

Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 4333 Edgewood r5d. NE Cedar Rapids, IA 52499; Start Date 05/2016; Role/Title: Independent Contractor; Investment Related; 1 hours per month; 0 hours per month during securities trading hours]

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-03-18
S63	Uniform Securities Agent State Law Examination	2004-11-29

S66 Uniform Combined State Law Examination

2016-03-18
S63 Uniform Securities Agent State Law Examination

2004-11-29

Other Names

Ronald Dean Gruber

View on SEC IAPD