Matthew Elliot Unger

Current Employers

Unger Financial

Raleigh, NC • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-02-18
NC	RA	APPROVED	2021-03-12

TX RA
APPROVED_RES

Since 2022-02-18
NC RA
APPROVED

Since 2021-03-12

Branch Locations

Raleigh, NC • United States

1053 E Whitaker Mill Rd Suite 115, Raleigh, NC 27604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Raleigh	NC	09/2005	03/2021
Solid Financial, Llc, Dba: Unger Financial	Raleigh	NC	03/2021	Present

09/2005 → 03/2021

Ameriprise Financial Services, Inc.

Raleigh, NC
03/2021 → Present

Solid Financial, Llc, Dba: Unger Financial

Raleigh, NC

Previous Registrations

2003-07-29 → 2021-03-10

Ameriprise Financial Services, Llc

Raleigh, NC

Raleigh, NC

Raleigh, NC

Raleigh, NC

Other Businesses

Independent insurance agent; not investment related; 2711 Ashland Street, Raleigh, NC 27608 is the address of the business; sell disability, life, and long term care insurances as an insurance agent since March, 2021; devote less than 30% of time on these activities, or less than 40 hours per month; offer advice or products relating to life, disability, and long term care insurances

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-07-28

S66 Uniform Combined State Law Examination

2003-07-28

Other Names

Matthew Elliot Unger
Matt Elliot Unger

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