Michael J Maddocks

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-10-07
UT	RA	APPROVED	2003-06-30

TX RA
APPROVED_RES

Since 2015-10-07
UT RA
APPROVED

Since 2003-06-30

Branch Locations

Sandy, UT • United States

11681 S 700 E Ste 100, Draper, UT 84020 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Midvale	UT	06/2003	03/2020
Ameriprise Financial Services, Llc	Draper	UT	03/2020	Present

06/2003 → 03/2020

Ameriprise Financial Services, Inc.

Midvale, UT
03/2020 → Present

Ameriprise Financial Services, Llc

Draper, UT

Other Businesses

Real Estate Ownership; Single Family; 2168 S Beachcomber Ln, , Garden City, UT, 84028; Investment-Related; 10/25/2021 / Lot/Land; 22 Sandstone, , Page, AZ, 86040; Not Investment-Related; 09/15/2025. Business Ownership; Maddocks International, LLC; File paperwork and taxes timely.; Manage expenses related to financial planning practice; 9147 Tolman Field Way, , Sandy, UT, 84070; Not Investment-Related; 01/28/2010; 0 hours per month; 0 during trading hours / O.G. Sandy Rental, LLC; File paperwork and taxes timely.; Lessors of Residential Buildings and Dwellings; 9147 Tolman Field Way, , Sandy, UT, 84070; Investment-Related; 03/17/2023; 0 hours per month; 0 during trading hours / BL Monster House LLC; manage short-term rental in Garden City, UT2168 Beachcomber LaneGarden City, UT 84028; Short-term rental; 9147 Tolman Field Way, , Sandy, UT, 84070; Investment-Related; 02/27/2023; 1 to 9 hours per month; 0 during trading hours / Lake Powell Hideout; Owner; Real Estate; 9147 Tolman Field Way, , Sandy, UT, 84070; Investment-Related; 03/17/2026; 0 hours per month; 0 during trading hours. Outside Employment; UYT; Tennis Coach - Coach a group of 8 youth ages 12-15. Hours: Mon/Wed 5:30-7:00 pm. Saturday 10:30-12:30; ; 95 Beetdigger Blvd, , Sandy, UT, 84070; Not Investment-Related; 03/07/2022; 20 to 39 hours per month; 0 during trading hours / Maddocks International, LLC; Employee - receive Ameriprise related income.; Manage advisory business; 9147 Tolman Field Way, , Sandy, UT, 84070; Not Investment-Related; 01/28/2009; 0 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-06-27

S66 Uniform Combined State Law Examination

2003-06-27

Other Names

Mike Maddocks
Michael Maddocks
Michael Joseph Maddocks

View on SEC IAPD